In the realm of financial regulation, ensuring the best interests of investors is paramount. Two key standards have emerged to address this: the Securities and Exchange Commission’s (SEC) fiduciary standard and the Financial Industry Regulatory Authority’s (FINRA) Regulation Best Interest (Reg BI). While both aim to safeguard investors, they approach this goal through distinct frameworks. […]

As we step into a new year filled with economic uncertainties and evolving market dynamics, one of the most closely watched indicators is the trajectory of interest rates. Interest rates wield significant influence over various facets of the economy, including borrowing costs, investment decisions, and consumer spending patterns. In this blog post, we well explore […]